Sandra J Swagel

Sandra J Swagel is an investment adviser representative (IAR) with state registration records since 1999, appearing at 3 firms. Currently registered with J.P. MORGAN SECURITIES LLC.

Registration history (4)

FirmFromToCurrent
J.P. MORGAN SECURITIES LLC2014-08-18presentYes
MORGAN STANLEY SMITH BARNEY LLC2010-01-262014-07-23
MORGAN STANLEY SMITH BARNEY LLC2009-06-012009-12-10
CITIGROUP GLOBAL MARKETS INC.1999-01-012009-06-01

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