LOPEZ DUANE DAVIS

LOPEZ DUANE DAVIS is an investment adviser representative (IAR) with state registration records since 2003, appearing at 6 firms. Currently registered with LPL FINANCIAL LLC.

Registration history (6)

FirmFromToCurrent
LPL FINANCIAL LLC2025-05-15presentYes
CUSO FINANCIAL SERVICES, L.P.2019-07-102025-05-15
CUNA BROKERAGE SERVICES, INC.2015-07-152019-07-15
FTB ADVISORS, INC.2011-12-192013-10-10
FIRST HORIZON ADVISORS, INC.2010-11-122015-06-11
WELLS FARGO CLEARING SERVICES, LLC2003-10-202005-12-31

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