MARK ALAN SMITH

MARK ALAN SMITH is an investment adviser representative (IAR) with state registration records since 1999, appearing at 3 firms. Currently registered with PRINCIPAL SECURITIES, INC..

Registration history (4)

FirmFromToCurrent
SMITH DARRYL D CO INC2010-02-032015-12-31
PRINCIPAL SECURITIES, INC.2009-11-03presentYes
SMITH HAYES ADVISERS INC2004-07-232009-11-02
SMITH DARRYL D CO INC1999-01-012004-01-26

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