SCOTT DOUGLAS MALOY is an investment adviser representative (IAR) with state registration records since 2001, appearing at 6 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2018-10-11 | present | Yes |
| FINANCIAL ADVOCATES INVESTMENT MANAGEMENT | 2014-05-02 | 2018-10-11 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2014-05-19 | — |
| CITIGROUP GLOBAL MARKETS INC. | 2008-04-25 | 2009-06-01 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2008-01-01 | 2008-05-20 | — |
| A. G. EDWARDS & SONS, INC. | 2001-08-28 | 2008-01-01 | — |