RICHARD JOSEPH SMITH is an investment adviser representative (IAR) with state registration records since 1991, appearing at 3 firms. Currently registered with SMITH THORNTON ADVISORS, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| SMITH THORNTON ADVISORS, LLC | 2021-12-06 | present | Yes |
| WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC | 2011-09-09 | 2021-06-21 | — |
| MORGAN KEEGAN & COMPANY, LLC | 1991-06-10 | 2011-09-12 | — |