Diane Allard Roegner is an investment adviser representative (IAR) with state registration records since 2001, appearing at 2 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
| Firm | From | To | Current |
|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2018-04-24 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2014-09-08 | 2018-04-18 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2010-09-28 | 2014-09-09 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2001-06-04 | 2002-09-04 | — |