DAVID RAY SMITH is an investment adviser representative (IAR) with state registration records since 1997, appearing at 3 firms. Currently registered with STIFEL, NICOLAUS & COMPANY, INCORPORATED.
| Firm | From | To | Current |
|---|---|---|---|
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | 2013-04-05 | present | Yes |
| WELLS FARGO CLEARING SERVICES, LLC | 2006-05-04 | 2013-04-05 | — |
| UBS FINANCIAL SERVICES INC. | 1997-07-08 | 2006-05-25 | — |