Janice Klein is an investment adviser representative (IAR) with state registration records since 1997, appearing at 5 firms. Currently registered with AMERIPRISE FINANCIAL SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | 2023-04-21 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2016-01-15 | 2023-04-25 | — |
| UBS FINANCIAL SERVICES INC. | 2008-11-26 | 2016-01-26 | — |
| MORGAN STANLEY & CO. LLC | 2007-04-02 | 2008-12-01 | — |
| MORGAN STANLEY DW INC. | 1997-10-31 | 2007-04-02 | — |