THOMAS EARL SIMMS is an investment adviser representative (IAR) with state registration records since 1998, appearing at 5 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.
| Firm | From | To | Current |
|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | 2025-09-05 | present | Yes |
| AVANTAX ADVISORY SERVICES | 2016-06-27 | 2025-09-05 | — |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | 2009-01-02 | 2016-06-29 | — |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | 2002-10-24 | 2009-01-02 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 1998-12-07 | 2002-05-06 | — |