ROGER ALBERT BAUGHMAN is an investment adviser representative (IAR) with state registration records since 2007, appearing at 2 firms. Currently registered with STIFEL, NICOLAUS & COMPANY, INCORPORATED.
| Firm | From | To | Current |
|---|---|---|---|
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | 2009-07-13 | present | Yes |
| ROBERT W. BAIRD & CO. INCORPORATED | 2007-05-22 | 2009-07-24 | — |