JAMES RAYMOND CLARK

JAMES RAYMOND CLARK is an investment adviser representative (IAR) with state registration records since 2000, appearing at 8 firms. Currently registered with LPL FINANCIAL LLC.

Registration history (8)

FirmFromToCurrent
LPL FINANCIAL LLC2018-11-01presentYes
BALEFIRE, LLC2015-07-132019-05-17
CETERA INVESTMENT ADVISERS LLC2014-05-012015-07-08
BOK FINANCIAL SECURITIES, INC.2009-10-272014-05-06
MOMENTUM INDEPENDENT NETWORK INC.2009-01-082009-11-02
SANDERS MORRIS LLC2006-06-262007-01-30
SMH CAPITAL ADVISORS LLC2005-10-032006-12-31
STEPHENS INC.2000-05-012005-10-04

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