JAMES NEAL LAVY is an investment adviser representative (IAR) with state registration records since 2014, appearing at 3 firms. Currently registered with SIGNAL ADVISORS WEALTH, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| SIGNAL ADVISORS WEALTH, LLC | 2025-03-27 | present | Yes |
| AE WEALTH MANAGEMENT, LLC | 2021-12-17 | 2025-03-27 | — |
| TRANSAMERICA FINANCIAL ADVISORS, LLC | 2014-11-03 | 2021-12-17 | — |