RICHARD B. AUSTIN

RICHARD B. AUSTIN is an investment adviser representative (IAR) with state registration records since 2000, appearing at 5 firms. Currently registered with RAYMOND JAMES & ASSOCIATES, INC..

Registration history (5)

FirmFromToCurrent
RAYMOND JAMES & ASSOCIATES, INC.2019-10-10presentYes
UBS FINANCIAL SERVICES INC.2009-02-272019-10-21
MORGAN STANLEY & CO. LLC2007-04-022009-03-02
MORGAN STANLEY DW INC.2005-10-142007-04-02
LEGG MASON WOOD WALKER, INCORPORATED2000-07-062005-10-20

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