Steven I Balaban is an investment adviser representative (IAR) with state registration records since 1997, appearing at 4 firms. Currently registered with CONCORDE ASSET MANAGEMENT, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| CONCORDE ASSET MANAGEMENT, LLC | 2018-08-02 | present | Yes |
| INDEPENDENT FINANCIAL GROUP, LLC | 2014-04-24 | 2018-07-31 | — |
| UBS FINANCIAL SERVICES INC. | 2006-07-07 | 2010-07-27 | — |
| CITIGROUP GLOBAL MARKETS INC. | 1997-07-08 | 2006-07-17 | — |