RICHARD DAVID SWANSON is an investment adviser representative (IAR) with state registration records since 2003, appearing at 5 firms. Currently registered with KESTRA ADVISORY SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| KESTRA ADVISORY SERVICES, LLC | 2021-06-07 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2015-08-07 | — |
| MORGAN STANLEY & CO. LLC | 2007-04-02 | 2009-06-01 | — |
| MORGAN STANLEY DW INC. | 2005-05-13 | 2007-04-02 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2003-12-01 | 2005-05-17 | — |