Stephen Walter Pendergast is an investment adviser representative (IAR) with state registration records since 2004, appearing at 3 firms. Currently registered with RBC CAPITAL MARKETS, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | 2017-11-29 | present | Yes |
| WELLS FARGO CLEARING SERVICES, LLC | 2008-12-19 | 2017-11-30 | — |
| UBS FINANCIAL SERVICES INC. | 2004-10-25 | 2008-12-26 | — |