CHRISTOPHER NICHOLAS CAPUTO is an investment adviser representative (IAR) with state registration records since 2002, appearing at 5 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.
| Firm | From | To | Current |
|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | 2024-03-21 | present | Yes |
| B. RILEY WEALTH ADVISORS, INC. | 2016-06-21 | 2022-06-21 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2011-02-17 | 2015-01-06 | — |
| UBS FINANCIAL SERVICES INC. | 2006-01-13 | 2011-02-24 | — |
| MORGAN STANLEY DW INC. | 2002-06-20 | 2006-01-17 | — |