MIKE FRANCIS SMITH is an investment adviser representative (IAR) with state registration records since 2002, appearing at 3 firms. Currently registered with UBS FINANCIAL SERVICES INC..
| Firm | From | To | Current |
|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 2023-11-14 | present | Yes |
| ROCKEFELLER FINANCIAL LLC | 2022-10-28 | 2023-10-13 | — |
| UBS FINANCIAL SERVICES INC. | 2006-07-26 | 2022-10-27 | — |
| MORGAN STANLEY DW INC. | 2002-07-31 | 2006-07-20 | — |