KEVIN THOMAS ROTH is an investment adviser representative (IAR) with state registration records since 2008, appearing at 3 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
| Firm | From | To | Current |
|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2024-07-01 | present | Yes |
| UBS FINANCIAL SERVICES INC. | 2019-07-11 | 2024-05-30 | — |
| HSBC SECURITIES (USA) INC. | 2008-01-16 | 2019-06-10 | — |