Henry E Kaplan

Henry E Kaplan is an investment adviser representative (IAR) with state registration records since 2010, appearing at 3 firms. Currently registered with B. RILEY WEALTH ADVISORS, INC..

Registration history (3)

FirmFromToCurrent
B. RILEY WEALTH ADVISORS, INC.2018-07-24presentYes
MORGAN STANLEY INVESTMENT MANAGEMENT INC.2014-01-242017-06-29
MORGAN STANLEY SMITH BARNEY LLC2010-08-182013-10-24

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