MARK ROY POND is an investment adviser representative (IAR) with state registration records since 1998, appearing at 5 firms. Currently registered with OSAIC WEALTH, INC..
| Firm | From | To | Current |
|---|---|---|---|
| OSAIC WEALTH, INC. | 2018-11-02 | present | Yes |
| SIGNATOR INVESTORS, INC. | 2017-05-05 | 2018-11-02 | — |
| OPPENHEIMER & CO. INC. | 2012-05-23 | 2017-05-12 | — |
| RBC CAPITAL MARKETS, LLC | 2009-03-13 | 2012-05-23 | — |
| FERRIS, BAKER WATTS, LLC | 1998-10-15 | 2009-03-13 | — |