J DOUGLAS RIVA

J DOUGLAS RIVA is an investment adviser representative (IAR) with state registration records since 2010, appearing at 2 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.

Registration history (2)

FirmFromToCurrent
WELLS FARGO CLEARING SERVICES, LLC2017-12-08presentYes
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2010-06-182017-12-11

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