DAVID LUM is an investment adviser representative (IAR) with state registration records since 1999, appearing at 3 firms. Currently registered with STEWARD PARTNERS INVESTMENT ADVISORY, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| STEWARD PARTNERS INVESTMENT ADVISORY, LLC | 2026-02-03 | present | Yes |
| RAYMOND JAMES & ASSOCIATES, INC. | 2017-03-16 | 2026-02-03 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 1999-10-21 | 2017-02-27 | — |