DAVID SANFORD JAMES is an investment adviser representative (IAR) with state registration records since 1997, appearing at 5 firms. Currently registered with COASTAL BRIDGE ADVISORS, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| COASTAL BRIDGE ADVISORS, LLC | 2025-11-26 | present | Yes |
| UBS FINANCIAL SERVICES INC. | 2011-05-13 | 2016-09-09 | — |
| OPPENHEIMER ASSET MANAGEMENT INC. | 2003-04-15 | 2007-11-12 | — |
| OPPENHEIMER & CO. INC. | 2003-01-03 | 2011-05-17 | — |
| CIBC WORLD MARKETS CORP. | 1997-11-10 | 2003-01-03 | — |