THOMAS FRANCIS DALY is an investment adviser representative (IAR) with state registration records since 2002, appearing at 4 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLS FARGO CLEARING SERVICES, LLC | 2021-12-14 | present | Yes |
| RAYMOND JAMES & ASSOCIATES, INC. | 2021-03-17 | 2021-08-13 | — |
| CHARLES SCHWAB & CO., INC. | 2020-10-28 | 2021-03-12 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2003-07-01 | 2020-01-22 | — |
| PRUDENTIAL EQUITY GROUP, LLC | 2002-07-30 | 2003-07-01 | — |