JAMES BERNARD POOLE is an investment adviser representative (IAR) with state registration records since 1998, appearing at 5 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2023-11-06 | present | Yes |
| WELLS FARGO CLEARING SERVICES, LLC | 2013-05-24 | 2018-05-08 | — |
| STEPHENS INC. | 2006-12-19 | 2013-05-30 | — |
| CITIGROUP GLOBAL MARKETS INC. | 2006-02-21 | 2006-12-20 | — |
| LEGG MASON WOOD WALKER, INCORPORATED | 1998-12-22 | 2006-02-21 | — |