CATHERINE MARIE NICHOLAS is an investment adviser representative (IAR) with state registration records since 1994, appearing at 3 firms. Currently registered with WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC | 2026-03-20 | present | Yes |
| WELLS FARGO CLEARING SERVICES, LLC | 2009-02-27 | 2026-03-23 | — |
| UBS FINANCIAL SERVICES INC. | 1994-03-28 | 2009-03-17 | — |