TOMA LEE KAY is an investment adviser representative (IAR) with state registration records since 2000, appearing at 5 firms. Currently registered with UBS FINANCIAL SERVICES INC..
| Firm | From | To | Current |
|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 2020-11-18 | present | Yes |
| WELLS FARGO CLEARING SERVICES, LLC | 2019-05-01 | 2020-11-19 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2018-11-29 | — |
| MORGAN STANLEY & CO. LLC | 2007-04-02 | 2009-06-01 | — |
| MORGAN STANLEY DW INC. | 2000-09-20 | 2007-04-02 | — |