James PATRICK Hart is an investment adviser representative (IAR) with state registration records since 2002, appearing at 6 firms. Currently registered with UBS FINANCIAL SERVICES INC..
| Firm | From | To | Current |
|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 2024-02-02 | present | Yes |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2010-12-03 | 2024-02-12 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2010-12-17 | — |
| MORGAN STANLEY & CO. LLC | 2007-04-02 | 2009-06-01 | — |
| MORGAN STANLEY DW INC. | 2006-01-13 | 2007-04-02 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2002-07-02 | 2006-01-20 | — |