THOMAS EDWARD BROCKLEY is an investment adviser representative (IAR) with state registration records since 1999, appearing at 2 firms. Currently registered with RBC CAPITAL MARKETS, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | 2010-02-18 | present | Yes |
| UBS FINANCIAL SERVICES INC. | 1999-11-09 | 2010-03-02 | — |