MITCHELL STEVEN ROCK is an investment adviser representative (IAR) with state registration records since 2007, appearing at 5 firms. Currently registered with AMERIPRISE FINANCIAL SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | 2020-12-04 | present | Yes |
| WELLS FARGO CLEARING SERVICES, LLC | 2016-08-30 | 2020-12-07 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2016-09-02 | — |
| MORGAN STANLEY & CO. LLC | 2008-08-15 | 2009-06-01 | — |
| UBS FINANCIAL SERVICES INC. | 2007-03-27 | 2008-08-21 | — |