KAREN LAURA CAULFIELD is an investment adviser representative (IAR) with state registration records since 2009, appearing at 5 firms. Currently registered with D.A. DAVIDSON & CO..
| Firm | From | To | Current |
|---|---|---|---|
| D.A. DAVIDSON & CO. | 2023-03-27 | present | Yes |
| HILLTOP SECURITIES INC. | 2016-10-07 | 2023-04-22 | — |
| VOYA FINANCIAL ADVISORS, INC. | 2016-01-13 | 2016-05-09 | — |
| OPPENHEIMER & CO. INC. | 2010-09-27 | 2015-02-09 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2009-12-11 | 2010-09-27 | — |