ALAN LEE WARD is an investment adviser representative (IAR) with state registration records since 2001, appearing at 4 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLS FARGO CLEARING SERVICES, LLC | 2023-08-24 | present | Yes |
| UBS FINANCIAL SERVICES INC. | 2016-03-09 | 2023-09-05 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2008-10-20 | 2016-03-10 | — |
| CITIGROUP GLOBAL MARKETS INC. | 2001-12-31 | 2008-11-03 | — |