DIANA MAE ATHA

DIANA MAE ATHA is an investment adviser representative (IAR) with state registration records since 2002, appearing at 4 firms. Currently registered with WATERROCK WEALTH MANAGEMENT.

Registration history (4)

FirmFromToCurrent
WATERROCK WEALTH MANAGEMENT2023-08-15presentYes
ONPOINTE ADVISORY AND FINANCIAL SERVICES, LLC2014-03-162014-12-16
PRINCIPAL SECURITIES, INC.2011-04-262013-08-05
EAGLE STRATEGIES LLC2002-10-232005-10-26

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