Mark S Sargon

Mark S Sargon is an investment adviser representative (IAR) with state registration records since 2003, appearing at 8 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.

Registration history (8)

FirmFromToCurrent
MORGAN STANLEY SMITH BARNEY LLC2023-09-05presentYes
HARRISDIRECT LLC2021-11-232023-09-05
SAXONY CAPITAL MANAGEMENT LLC.2015-03-242020-12-31
RAYMOND JAMES & ASSOCIATES, INC.2013-02-132013-03-14
MORGAN KEEGAN & COMPANY, LLC2008-12-232013-02-13
CHARLES SCHWAB & CO., INC.2008-06-232008-12-18
ADVISORS ASSET MANAGEMENT, INC.2007-04-102008-02-01
UBS FINANCIAL SERVICES INC.2003-01-172004-02-24

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