RICK ALLEN FINE is an investment adviser representative (IAR) with state registration records since 2000, appearing at 3 firms. Currently registered with CHARLES SCHWAB & CO., INC..
| Firm | From | To | Current |
|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | 2011-01-13 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2010-03-05 | 2011-01-12 | — |
| MORGAN STANLEY DW INC. | 2000-04-04 | 2004-08-06 | — |