RICHARD ALLAN BAUM is an investment adviser representative (IAR) with state registration records since 2016, appearing at 2 firms. Currently registered with AMERIPRISE FINANCIAL SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | 2021-07-02 | present | Yes |
| JANNEY MONTGOMERY SCOTT LLC | 2016-08-29 | 2021-07-21 | — |