WILLIAM ERNEST STOCKUM is an investment adviser representative (IAR) with state registration records since 1996, appearing at 5 firms. Currently registered with RBC CAPITAL MARKETS, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | 2017-10-10 | present | Yes |
| HILLTOP SECURITIES INC. | 2008-12-19 | 2017-11-01 | — |
| MORGAN STANLEY & CO. LLC | 2007-04-02 | 2009-01-06 | — |
| MORGAN STANLEY DW INC. | 2005-02-23 | 2007-04-02 | — |
| UBS FINANCIAL SERVICES INC. | 1996-01-05 | 2005-03-11 | — |