DAVID JAMES FERGUSON

DAVID JAMES FERGUSON is an investment adviser representative (IAR) with state registration records since 2006, appearing at 4 firms. Currently registered with INDEPENDENT FINANCIAL GROUP, LLC.

Registration history (4)

FirmFromToCurrent
INDEPENDENT FINANCIAL GROUP, LLC2023-07-20presentYes
ARQUE CAPITAL, LTD.2009-08-062023-06-16
ARQUE & CO INCORORATED2007-05-142011-03-16
WEDBUSH SECURITIES INC.2006-06-012007-05-17

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