Bruce D Baumgarten is an investment adviser representative (IAR) with state registration records since 2002, appearing at 2 firms. Currently registered with J.P. MORGAN SECURITIES LLC.
| Firm | From | To | Current |
|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | 2005-11-17 | present | Yes |
| RBC CAPITAL MARKETS, LLC | 2002-06-03 | 2005-12-01 | — |