RICHARD ROCK TAYLOR is an investment adviser representative (IAR) with state registration records since 2006, appearing at 4 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
| Firm | From | To | Current |
|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2025-11-13 | present | Yes |
| J.P. MORGAN SECURITIES LLC | 2012-10-01 | 2025-11-14 | — |
| CHASE INVESTMENT SERVICES CORP. | 2007-01-25 | 2012-10-01 | — |
| SORRENTO PACIFIC FINANCIAL, LLC | 2006-06-20 | 2007-01-19 | — |