RICHARD JOHN ROGERS is an investment adviser representative (IAR) with state registration records since 1998, appearing at 5 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLS FARGO CLEARING SERVICES, LLC | 2023-05-31 | present | Yes |
| CHARLES SCHWAB & CO., INC. | 2022-01-26 | 2023-05-12 | — |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | 2017-07-31 | 2022-12-16 | — |
| TD AMERITRADE, INC. | 2017-07-31 | 2022-10-14 | — |
| STRATEGIC ADVISERS LLC | 2006-07-20 | 2017-07-12 | — |
| STRATEGIC ADVISERS LLC | 1998-09-09 | 2005-07-20 | — |