CATHERINE B. ALLEN-CARLOZO

CATHERINE B. ALLEN-CARLOZO is an investment adviser representative (IAR) with state registration records since 2003, appearing at 6 firms. Currently registered with HFM INVESTMENT ADVISORS, LLC.

Registration history (6)

FirmFromToCurrent
HFM INVESTMENT ADVISORS, LLC2026-04-22presentYes
ASSET MANAGEMENT ASSOCIATES OF MEDFORD, INC.2010-11-092018-10-09
LPL FINANCIAL LLC2009-09-222018-10-09
PNC WEALTH MANAGEMENT2009-01-202009-09-21
STRATEGIC ADVISERS LLC2007-01-102008-12-31
WELLS FARGO CLEARING SERVICES, LLC2003-11-102006-10-10

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