JAMES BERNARD LIPARI is an investment adviser representative (IAR) with state registration records since 1999, appearing at 3 firms. Currently registered with UBS FINANCIAL SERVICES INC..
| Firm | From | To | Current |
|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 2015-09-03 | present | Yes |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2003-06-27 | 2015-09-08 | — |
| OSAIC FA, INC. | 1999-09-07 | 2003-06-25 | — |