JOSEPH SPICER is an investment adviser representative (IAR) with state registration records since 1999, appearing at 4 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
| Firm | From | To | Current |
|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2010-01-19 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2010-01-20 | — |
| CITIGROUP GLOBAL MARKETS INC. | 2004-02-17 | 2009-06-01 | — |
| UBS FINANCIAL SERVICES INC. | 1999-08-18 | 2004-02-24 | — |