Norman Thomas

Norman Thomas is an investment adviser representative (IAR) with state registration records since 2004, appearing at 4 firms. Currently registered with J.P. MORGAN SECURITIES LLC.

Registration history (4)

FirmFromToCurrent
J.P. MORGAN SECURITIES LLC2017-11-02presentYes
MORGAN STANLEY SMITH BARNEY LLC2009-06-012017-11-06
MORGAN STANLEY & CO. LLC2008-08-222009-06-01
LEHMAN BROTHERS INC.2004-05-102008-09-05

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