James Masashi Aoki is an investment adviser representative (IAR) with state registration records since 2002, appearing at 7 firms. Currently registered with RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC.
| Firm | From | To | Current |
|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | 2025-06-10 | present | Yes |
| FINANCIAL ADVOCATES INVESTMENT MANAGEMENT | 2015-10-28 | 2020-03-03 | — |
| LPL FINANCIAL LLC | 2015-10-14 | 2025-06-10 | — |
| AMERIPRISE FINANCIAL SERVICES, LLC | 2009-10-05 | 2015-10-14 | — |
| AMERIPRISE ADVISOR SERVICES, INC. | 2005-05-31 | 2009-10-05 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2003-07-01 | 2005-05-31 | — |
| PRUDENTIAL EQUITY GROUP, LLC | 2002-02-07 | 2003-07-01 | — |