CHARLES EDWARD RICE

CHARLES EDWARD RICE is an investment adviser representative (IAR) with state registration records since 1999, appearing at 7 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.

Registration history (8)

FirmFromToCurrent
WELLS FARGO CLEARING SERVICES, LLC2025-04-15presentYes
BISON WEALTH, LLC2020-05-072024-12-31
MORGAN STANLEY SMITH BARNEY LLC2009-06-012019-03-15
MORGAN STANLEY & CO. LLC2008-07-292009-06-01
J.P. MORGAN SECURITIES LLC2004-09-022008-07-11
WELLS FARGO CLEARING SERVICES, LLC2003-07-012004-09-13
PRUDENTIAL EQUITY GROUP, LLC2003-05-072003-07-01
UBS FINANCIAL SERVICES INC.1999-02-052003-05-14

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