DIANE L PAULY

DIANE L PAULY is an investment adviser representative (IAR) with state registration records since 1993, appearing at 4 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.

Registration history (4)

FirmFromToCurrent
MORGAN STANLEY SMITH BARNEY LLC2009-06-01presentYes
CITIGROUP GLOBAL MARKETS INC.2008-10-212009-06-01
WELLS FARGO CLEARING SERVICES, LLC2003-07-012008-09-30
PRUDENTIAL EQUITY GROUP, LLC1993-04-072003-07-01

More