STEPHEN JAMES PLATTER

STEPHEN JAMES PLATTER is an investment adviser representative (IAR) with state registration records since 1995, appearing at 3 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.

Registration history (3)

FirmFromToCurrent
MORGAN STANLEY SMITH BARNEY LLC2011-06-13presentYes
UBS FINANCIAL SERVICES INC.2006-05-262011-06-20
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED1995-04-182006-06-01

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